About AML Uncovered: Compliance in private markets
Welcome to AML Uncovered: Compliance in private markets, the go-to podcast for compliance professionals in private markets. Hosted by Mark Mangion, Passthrough's Head of Financial Crime, each episode we'll be joined by experts as we dive deep into the rules and regulations shaping private markets, dive into real-world cases, and keep you up-to-date on the latest AML news.
AML compliance in structured products and crypto markets | Pat Wood
Pat Wood, CEO of Delphx Capital Markets, explores AML compliance within structured products and crypto markets, highlighting the necessity of robust programs for early-stage firms in this interview with Mark.
16 Sept 2025
Building better AML partnerships | Michael Lois and Natalie Sandefur
Michael Lois and Natalie Sandefur explore how fund administrators and technology providers collaborate to streamline investor onboarding while upholding strict compliance standards in an interview with Mark.
15 Sept 2025
Building better AML partnerships | Mike Lewis and Natalie Sandifer
Mike Lewis and Natalie Sandifer explore how fund administrators and technology providers collaborate to streamline investor onboarding while upholding strict compliance standards in this interview with Mark.
20 Aug 2025
Why the AML rule was delayed |
Host Mark and guest [Guest Name, Credential] discuss the AML rule delay's impact on investment advisers and essential compliance strategies.
27 Jun 2025
The hidden risk in your LP base | Tim Flannery and Justis Midura
Tim Flannery and Justis Midura explore hidden risks within limited partner bases and discuss how private market firms can proactively address vulnerabilities to safeguard against regulatory enforcement in this interview.
22 May 2025
The future of AML compliance | Matt Arnould
What do the new AML rules really mean for RIAs—and how can tech help? In this latest episode of AML Uncovered, we're joined by Matt Arnould, Chief Administrative and Legal Officer at Dynamo, to unpack how firms should be thinking about compliance, the role of AI in onboarding and KYC, and what’s coming next for private markets.
13 May 2025
Navigating offshore fund jurisdictions | Natalie Lazenby and James Smith
In episode 6 of AML Uncovered, we’re joined by James Smith and Natalie Lazenby of Harneys Global to demystify key differences between the British Virgin Islands and the Cayman Islands for fund managers. From AML compliance roles to structuring fund vehicles and manager entities, they share practical guidance on how to choose the right jurisdiction—and what emerging managers need to know before launching offshore.
22 Apr 2025
How financial crimes are investigated | Steve Kircher
In Episode 5 of AML Uncovered, we sit down with Steve Kircher of the New Jersey Attorney General’s Office to explore the front lines of securities fraud and financial crime enforcement. Steve shares his path from local police officer to certified fraud examiner—a pivot sparked during the COVID-19 pandemic—and how it led him to prosecuting complex financial cases at the state level. The conversation dives into the critical role that Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) play in building investigations, how state agencies coordinate with federal and local partners, and why smaller businesses often struggle to implement the internal controls needed to prevent fraud.
19 Mar 2025
Europe’s changing AML landscape | Jennifer Hanley-Giersch
Big changes are coming to AML compliance in Europe. In this episode of AML Uncovered, we sit down with Jennifer Hanley-Giersch, co-founder of Berlin Risk and All AML, to break down the new EU-wide AML regulations, the role of the AMLA, and what private fund managers need to do to stay compliant. We also compare the evolving regulatory landscape in Europe and the U.S. and discuss the challenges—and opportunities—of these new compliance standards.
24 Feb 2025
FinCEN’s new AML rules explained | Sadrack Belony
The AML landscape is changing, and fund managers need to act now. In this episode of AML Uncovered, Sadrack Belony, Head of Investor Services at Aztec Group, breaks down the new SEC and FinCEN AML requirements and what firms must do before the January 1, 2026 deadline. We discuss who’s impacted, the challenges of retroactive KYC, the role of technology in compliance, and why waiting to act could put fund managers at risk. If you're in private markets, this episode is a must-listen.
24 Jan 2025
AML Compliance in the Cayman Islands | Glenn Kennedy
In the second episode of AML Uncovered, host Mark Mangion sits down with Glenn Kennedy, Founder and Managing Director of Leeward Management, a leading provider of governance, compliance, and corporate services to Cayman Islands investment funds and legal entities. Together, they explore the key aspects of the Cayman AML regime, including risk assessments, sanctions screening, and the vital roles of AML officers. They also examine how these regulations compare to upcoming AML requirements for US fund managers, emphasizing the critical importance of proactive preparation for the evolving compliance landscape.
25 Nov 2024
What is AML in private markets? | Julius Leiman-Carbia
In the debut episode of AML Uncovered: Compliance in Private Markets, host Mark Mangion, Head of Financial Crime at Passthrough, is joined by Julius Leiman-Carbia, former compliance regulator and seasoned expert. Together, they explore the significant impact of FinCEN and SEC’s new anti-money laundering (AML) regulations on private markets, breaking down key requirements like customer due diligence, suspicious activity reporting, and the role of technology in compliance. With a focus on practical steps and expert insights, this episode is a must-listen for fund managers and compliance professionals navigating the evolving regulatory landscape.
22 Nov 2024
INTRODUCING: AML Uncovered
Welcome to AML Uncovered: Compliance in private markets, where we explore the world of anti-money laundering in private markets and uncover what it takes to navigate the ever-changing rules and risks of financial crime prevention.
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Who has been a guest on AML Uncovered: Compliance in private markets
Names identified in recent episode analyses. Showing up to five guests.
Pat Wood
Michael Lois
Natalie Sandefur
Mike Lewis
Natalie Sandifer
Reach and audience
Public platform figures. Ratings count people who left a rating, not total listeners.
Apple Podcasts (US)
5.0 / 5
6 ratings
Spotify
4.6 / 5
10 ratings
Podcast Authority Score: 21 / 100
A composite of feed quality, social presence, YouTube performance and engagement. Read the methodology.
Quality
22
Social presence
0
YouTube
0
Engagement
51
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