Episode 24 - Why Are RIA Employee Advisors Breaking Away? | Behind The Breakaway
In this episode of Behind the Breakaway, we discuss the emerging trend of financial advisors breaking away from RIA employment to achieve greater independence. We explore the motivations behind this move, the differences between breaking away from broker-dealers and RIAs, and the challenges and advantages involved in such transitions. We also touch on the value of owning one’s book of business and the opportunities offered by Uptick Partners.
For more information about Uptick Partners and how we can help you in your breakaway journey learn more about the RIA world, visit us at UptickPartners.com.
Visit Our Website [https://uptickpartners.com/]
Legal Disclosures [https://uptickpartners.com/disclosures/]
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1 Apr 2025
Episode 23 - Let's Talk: LPL & Commonwealth Deal With Special Guest, Jason Wenk | Behind The Breakaway
In this episode, we discuss the breaking news of LPL Financial's acquisition of Commonwealth. Jason Wenk, CEO and Founder of Altruist, joins the Behind the Breakaway podcast to share his perspectives on the merger's impact on the financial services industry, particularly for Commonwealth advisors. We also delve into the challenges that Commonwealth advisors might face with technology and platform changes and explore the broader implications for the wealth management sector. Tune in for an insightful conversation about the future of financial advisory firms and the evolving landscape of financial technology.
For more information about Uptick Partners and how we can help you in your breakaway journey learn more about the RIA world, visit us at UptickPartners.com.
Visit Our Website https://uptickpartners.com/
Legal Disclosures https://uptickpartners.com/disclosures/
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Sign up for Uptick's Newsletter: Bridge Builder Monthly [BBMonthly.com]
26 Mar 2025
Episode 22 - What Happens If I Lose A 'Good' Client? | Behind The Breakaway
In this episode of Behind the Breakaway, we discuss the challenges faced when transitioning from a captive broker-dealer to an RIA firm, particularly focusing on the emotional and mental hurdles. We tackle the common concern of losing key clients during the transition and offer insights on how to stay mentally resilient. They also discuss the unexpected client responses and the importance of building a client base that truly values their services. This conversation aims to empower advisors to embrace the transition confidently and build a stronger, more engaged clientele.
For more information about Uptick Partners and how we can help you in your breakaway journey learn more about the RIA world, visit us at UptickPartners.com.
Visit Our Website https://uptickpartners.com/
Legal Disclosures https://uptickpartners.com/disclosures/
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Sign up for Uptick's Newsletter: Bridge Builder Monthly [BBMonthly.com]
Reach and audience
Public platform figures. Ratings count people who left a rating, not total listeners.
YouTube views
24,426
Score snapshot 15 Sept 2025
Apple Podcasts (US)
5.0 / 5
4 ratings
Spotify
5.0 / 5
1 ratings
Podcast Authority Score: 56 / 100
A composite of feed quality, social presence, YouTube performance and engagement. Read the methodology.
Quality
59
Social presence
0
YouTube
72
Engagement
60
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