Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

About Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence. Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.

Publisher

Thomson Reuters

Category

business

Language

en

Explicit

No

First episode

12 Jan 2021

Latest episode

21 Nov 2024

Latest episodes

123 episodes in the feed.

1. 

   21 Nov 2024

   Season 12, Episode 10: COP 29 summit and the elephant in the room

   Henry Engler and Alex Robson discuss COP29 outcomes and the potential impact of a Trump presidency on ESG legislation.

2. 

   14 Nov 2024

   Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine

   Todd Ehret, senior regulatory intelligence expert, interviews Brett Wolf, award-winning journalist and AML expert, discussing TD Bank's massive AML failures and the resulting $3 billion fine.

3. 

   7 Nov 2024

   Series 12, Episode 8: Consumer Duty, so far so good?

   Alex Robson, managing editor at Regulatory Intelligence, interviews Mike Cowan, senior regulatory intelligence expert, about the UK's Consumer Duty implementation and its impact on financial services firms.

Who has been a guest on Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Names identified in recent episode analyses. Showing up to five guests.

• Brett Wolf
• Mike Cowan
• Henry Engler

Reach and audience

Public platform figures. Ratings count people who left a rating, not total listeners.

Apple Podcasts (US)

4.0 / 5

4 ratings

Contact Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Guest appearances

Books guests

Based on episode analysis; this does not confirm that the show is currently accepting guests.