Matthew Smith moderates a discussion about ethics and advice with Paul Moran, adviser and practice owner with Moran Partners Financial Planning in Melbourne in Victoria and Tracy Wilcox, associate professor and academic director, Postgraduate, UNSW Business School.
25 Aug 2021
EP5, Season 2: Documentation is the bridge to the other side
Matthew Smith moderates a discussion about ethics and advice with Jon Scukovic, director and principle, Park Lane Advice Group
and Michelle Cull, associate dean engagement and senior lecturer in the accounting and financial planning at the School of Business at Western Sydney University.
24 Aug 2021
EP4, Season 2: Community is the advice industry’s superpower
Matthew Smith moderates a discussion about ethics and advice with Gordon Young, Associate, The Ethics Centre and Alysia Laird, principal adviser, Zebra Tailored Wealth.
24 Aug 2021
Ep3, Season 2: Lifting standards is a start but not the endgame
Matthew Smith moderates a discussion about ethics and advice with June Smith, deputy ombudsman, AFCA and Tony Gilett, principal adviser, Retirewell Financial Planning.
24 Aug 2021
EP2, Season 2: Where compliance ends and the Code begins
Matthew Smith moderates a discussion about ethics and advice with Kym Bailey, technical services manager client experience & professional development, wealth advice, JB Were and Selina Nutley, partner, McMahon Clarke Lawyers.
24 Aug 2021
EP1, Season 2: Intention is frontrunning implementation
Matthew Smith moderates a discussion about ethics and advice with Nidal Danoun, director, Prosperity Financial Services and
Katherine Hunt, program adviser & lecturer, Accounting, Finance and Economics, Griffith Business School, Griffith University.
4 Feb 2020
EP6, Season 1: Above and beyond the law
For the advice industry to graduate to professional status in the eyes of lawmakers, clients and the broader community, it needs to move on from its tick-a-box approach to compliance and take on a higher-level principals approach to considering ethical situations. Richard Jackson points out the broader industry has a responsibility to support advisers to meet their obligations.
Participants: Dr Michelle Cull, Richard Jackson
Facilitator: Matthew Smith
Length: 39 mins, 2 seconds
4 Feb 2020
EP5, Season 1: Subordinate or die
Reading the Code of Ethics will require another level of thinking from advisers if practitioners are still getting hung up on being prescriptive about certain aspects of the Code of Ethics, Dr Simon Longstaff explains. David Graham empathises with advisers in more corporatised structures than his own but suggests all advisers need to stand up for what they believe is right.
Participants: Dr Simon Longstaff, David Graham
Facilitator: Matthew Smith
Length: 48 mins, 52 seconds
4 Feb 2020
EP4, Season 1: Code whispering 101
Reading the Code of Ethics through the eyes of a lawyer won’t work. Dr Katherine Hunt gives insight into how advisers can use the principals of the Code to guide and strengthen their decision-making. Felicity Cooper describes how her independently-owned business model enables a better ethical outcome than brokerage models she’s worked in previously.
Participants: Dr Katherine Hunt, Felicity Cooper
Facilitator: Matthew Smith
Length: 48 mins, 52 seconds
4 Feb 2020
EP3, Season 1: It takes a village
Advisers have been pushed towards professionalism, something Dr Deen Sanders argues will work against the industry; Sanders says we have not yet seen a collective voice representing clients, participants and broader stakeholders. Michael Carmody believes there is still time for advisers to come together.
Participants: Dr Deen Sanders, Michael Carmody
Facilitator: Matthew Smith
Length: 45 mins, 44 seconds
4 Feb 2020
EP2, Season 1: Is it me, or the system?
Over compliance and an overt focus on following the rules can work against businesses trying to promote an ethical environment. Dr Michael Collins considers the structural and environmental factors that lead to poor ethical outcomes. Jeff Thurecht highlights the need for advisers to be confident in the service they deliver to clients.
Participants: Dr Michael Collins, Jeff Thurecht
Facilitator: Matthew Smith
Length: 45 mins, 44 seconds
4 Feb 2020
EP1, Season 1: With which ethical lens?
The moral philosopher who was a central figure in the global animal liberation movement in the 1970s, Dr Peter Singer goes back to the building blocks of ethics before turning his attention to the new FASEA Code. Marisa Broome emphasises the practical challenges practitioners face advising clients without conflict of interest.
Participants: Dr Peter Singer, Marisa Broome
Facilitator: Matthew Smith
Length: 32 mins, 18 seconds
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