Let's talk about compliance. Join our hosts and veteran 'regsperts' Kevinraj and Karl as they deep dive into all things compliance in an increasingly regulated and fragmented world.
Late Night Disclosure
Claim This Podcastby FundApps
3 episodes
Updated Daily
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Podcast Overview
Let's talk about compliance. Join our hosts and veteran 'regsperts' Kevinraj and Karl as they deep dive into all things compliance in an increasingly regulated and fragmented world.
Language
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Publishing Since
4/5/2021
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Recent Episodes
June 7, 2021
Sensitive Industries
<p>In this episode, we are joined by Rebecca Clayton, Senior Associate from aosphere to discuss Sensitive Industries and the impact on foreign ownership for investment managers. </p>
May 5, 2021
The EU Transparency Directive
<p>In this episode we discuss the EU Transparency Directive, one of the most challenging shareholding disclosure regimes due to all of the different nuances, such as gold plating and aggregation. </p>
April 5, 2021
Automation is taking my job away!
<p>In this episode we discuss a question we frequently hear: “So, if I bring FundApps in, I’m essentially losing control of something I am ultimately responsible for? Why would I do that?”</p>
3 total episodes available
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