NASAA’s Real Life Regulators podcast spotlights investment fraud cases from the files of state and provincial securities regulators and features interviews with the investigators and attorneys who bring these fraudsters to justice. Taking listeners through the investigative process provides an insider’s view of how to identify an investment scam.

Real Life Regulators: Financial Fraud
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Podcast Overview
NASAA’s Real Life Regulators podcast spotlights investment fraud cases from the files of state and provincial securities regulators and features interviews with the investigators and attorneys who bring these fraudsters to justice. Taking listeners through the investigative process provides an insider’s view of how to identify an investment scam.
Language
🇺🇲
Publishing Since
1/2/2020
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Recent Episodes

April 23, 2026
The Boy Wonder
<p>In today’s episode, The Boy Wonder, we will discuss how a young man from Mississippi stole over a million dollars from about 40 hard-working Mississippians. He used his charisma, reputation, and fake documents to convince the investors to hand over their hard-earned money. He never followed through with his promises, and the investors were left wondering just what exactly the boy did with their money.</p>

January 28, 2026
The Preacher and the Mistress
<p>In today's episode, The Preacher and the Mistress, we will learn how an elderly preacher and his mistress used his Texas-based Christian radio talk show to steal over $30 million from his older listeners. He used his faith-based approach to convince his loyal listeners to invest their lifetime savings in his fraudulent, risk-free products. In return for his devastating financial scheme, he received more than three life sentences, and the mistress received a life sentence for their deceitful act.</p>

October 23, 2025
Trends, Traps, and Truth – The World of Finfluencers
<p>Today we’re diving into the world of finfluencers – social media personalities who dish out financial advice – sometimes with risky consequences for investors. With expert guests John Eichkorn and Sammy Wu, we’ll explore how to spot misleading content, avoid investment scams, and find trustworthy sources for your financial decisions. If you’ve ever thought about taking money tips from TikTok or Instagram, this is one episode you won’t want to miss.</p><p>If you would like more information about finfluencers, you can read the Informed Investor Advisory: Finfluencers located <a href="https://www.nasaa.org/64940/informed-investor-advisory-finfluencers/" rel="noopener noreferrer" target="_blank">here</a>.</p><p>The advisory as produced by NASAA’s Investor Education Alerts and Advisory Project Group. </p>
24 total episodes available
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Frequently asked questions
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- What is Real Life Regulators: Financial Fraud?
- How often does this podcast release new episodes?
This podcast updates weekly.
- Where can I listen to this podcast?
This podcast is available on 10 platforms including Apple Podcasts, Spotify, and more. You can also use the RSS feed directly.
- Does this podcast accept guests?
Yes, this podcast regularly features guests.
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