Series 7 Whisperer

About Series 7 Whisperer

The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

Publisher

capadvantage

Category

business · business · education

Language

en

Explicit

No

First episode

13 Jan 2023

Latest episode

8 Oct 2026

Latest episodes

135 episodes in the feed.

1. 

   8 Oct 2026

   Series 7 Exam Prep: All About Order Types

   Send us Fan Mail the mechanics of secondary market trading, outlining how order tickets transition from entry and execution to clearing. Broker-dealers operate either as brokers earning commissions or as dealers/market makers profiting from spreads, markups, and markdowns. Trading venues range from traditional physical locations like the NYSE, which relies on Designated Market Makers (DMMs) to maintain liquidity, to dealer-to-dealer networks such as Nasdaq and various Alternative Trading Syst...

2. 

   5 Oct 2026

   FORM ADV:Series 65 and Series 66 Exam

   Send us Fan Mail Form ADV serves as the primary registration document utilized by investment advisors, structured into three distinct parts alongside specific schedules to inform both regulators and clients. Part 1 focuses on regulatory data, where Part 1A gathers general firm facts for both federal and state authorities, while Part 1B collects supplementary information specifically mandated for state-registered entities. Part 2 functions as the client brochure, dividing information between P...

3. 

   30 Sept 2026

   SIE Exam BEATS: Preferred Stock

   Send us Fan Mail Preferred stock shows up all over the Series 7, and it can feel more complicated than it really is. In this episode, we make it smaller. We cover the preferred stock concepts you need to know for the exam, including: • Preferred stock vs. common stock vs. bonds • Fixed dividends and $100 par value • Current yield • Dividend priority and liquidation priority • Cumulative vs. noncumulative preferred • Dividends in arrears • Participating preferred • Adjustable-rate preferred • ...

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Guest appearances

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Based on episode analysis; this does not confirm that the show is currently accepting guests.

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