FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.
FINRA Unscripted
Claim This Podcastby FINRA
4.8(52 reviews)
187 episodes
Updated Daily
Accepts GuestsHas SponsorsLocation 🇺🇸
89
Podcast Authority
BetaExcellentBased on show quality, social media presence, reviews, charts, and more
Quality85
Social94
YouTube86
Engagement98
Podcast Overview
FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.
Language
🇺🇲
Publishing Since
11/6/2017
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89
Podcast Authority
BetaExcellentBased on show quality, social media presence, reviews, charts, and more
Quality85
Social94
YouTube86
Engagement98
9
Excellent Areas
2
Good Performance
8
Growth Opportunities
excellent
Episode Length
25 minutes
Performing excellently!
good
Show Notes Quality
3.0/5
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needs improvement
Publishing Consistency
Every 16 days
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Recent Episodes
June 2, 2026
Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis
FINRA President and CEO Robert Cook interviews FINRA Board Chair Scott Curtis about FINRA Forward initiatives and the future of the self-regulatory model.
May 5, 2026
How FINRA Is Enhancing Member Firm Examinations
FINRA's Chief Examiner, Robert Colby, explains how the organization enhances member firm examinations through streamlined processes and targeted data requests to protect investors.
April 7, 2026
Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements
On this episode of FINRA Unscripted, we go behind the scenes of the market infrastructure most investors never see—from 4 a.m. trading windows to 23/5 operations and fractional shares—and learn why accurate trade reporting and transparency matter for everyone.
187 total episodes available with 44 transcripts
Recent guests on FINRA Unscripted
Guests from recent episodes — sign up to see every guest that has ever appeared on this show.
Scott Curtis
Guest
Robert Cook
Guest
Preston Haxo
Guest
Gerri Walsh
Guest
Greg Ruppert
Guest
FINRA Investor Education Foundation team member
Guest
FINRA's Strategic Intelligence and Analytics team leaders
Guest
[Guest Name(s) and Credentials]
Guest
[Guest Name]
Guest
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Frequently asked questions
Have a different question and can't find the answer you're looking for? Reach out to our support team by sending us an email and we'll get back to you as soon as we can.
- What is FINRA Unscripted?
- How often does this podcast release new episodes?
This podcast updates daily.
- Where can I listen to this podcast?
This podcast is available on 9 platforms including Apple Podcasts, Spotify, and more. You can also use the RSS feed directly.
- Does this podcast accept guests?
Yes, this podcast regularly features guests.
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